FINRA's process for reviewing requests to expunge disciplinary records heavily favors advisors and their firms, who seek to delete client complaints and other violations from their online BrokerCheck ...

FINRA's recent reforms to its expungement process, which allows the removal of old customer complaints from a broker's official online records, offer some meaningful improvements to a long-broken ...

The Financial Industry Regulatory Authority arbitrators grant “straight-in” expungement requests 90% of the time, according to an updated study released Tuesday by the Public Investors Advocate Bar ...

When an assistant prosecutor assigned to a particular matter is out sick on the date an arraignment or a status conference is scheduled, another assistant appears in court and handles the matter for ...

Attorneys will advise Evanston residents on the little-known legal service of clearing criminal records at the first Northern Cook County Informational Expungement Expo on May 21, according to a news ...

It was 12:30 p.m. He'd been waiting since 8 a.m. outside Catholic Charities' Center for the Works of Mercy in Detroit for an Aug. 12 expungement clinic that started at 11 a.m. There, he'd have a ...

A bipartisan plan proposing to amend Michigan’s Clean Slate expungement process has been introduced. Put forward last week by state Reps. Graham Filler (R-Duplain Twp.) and Kara Hope (D-Holt), the two ...

Sometime in August 2009, The Lawrence W. Davis Revocable Trust, which apparently appeared through Janice L. Davis, filed a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of ...