We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

A survey last year found more than three-quarters (77 per cent) of pension schemes feel they do not necessarily have the operational infrastructure in place to accommodate change, such as the ...

Mifid rules have “constrained” markets and means US equity fund manager, Christopher Hart cannot buy more of the UK small and ...

Data management provider AutoRek has published guidelines on how firms can avoid incurring penalties under the second Markets in Financial Instruments Directive (MiFID II). Recommendations include the ...

The European Commission’s Markets in Financial Instruments Directive is due for final implementation from November. Many participants in the foreign exchange market still seem to be labouring under ...

The “incredibly opaque” Mifid II requirements around costs and fees disclosure are an “absolute nightmare” for advisers and will need to be reviewed by the Financial Conduct Authority in the years ...

From the blog: Most rules handed down from Europe are treated with distrust, and the forthcoming markets in financial instruments directive – or MiFID II – legislation is no exception. Some call it ...

FIX has been at the forefront of electronic trading for over two decades now. Whilst its roots, for obvious reasons, are within technology departments, it has been a combination of technicians and ...

UK regulator the Financial Services Authority has turned back from proposals set out in a discussion paper published last May on how it might implement the EU’s forthcoming Markets in Financial ...